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Lung Biopsy Techniques and Clinical Significance

Editor: Abhay Uppe Updated: 6/28/2022 2:31:33 PM

Introduction

Lung nodules and masses can be challenging at times to diagnose and often require invasive procedures.[1] Lung biopsy is a popular and widely accepted procedure for obtaining samples of lung tissue to diagnose a wide array of pulmonary disorders. Lung tissue can be obtained for histopathological examination via the following methods:[2]

  • Percutaneous Transthoracic Lung Biopsy (PTLB): This type of biopsy may also be referred to as a percutaneous or transthoracic needle biopsy in which a needle is inserted through the chest wall via CT or fluoroscopic guidance into the suspected area to obtain a tissue sample.[1]
  • Open Lung Biopsy (OLB): Surgical removal of lung tissue for histopathological and microbiological analysis under general anesthesia.
  • Video-Assisted Thoracic Surgery (VATS): Endoscopic removal of lung tissue via the chest wall, which may also be referred to as VATS.
  • Transbronchial Biopsy (TBLB): Biopsy using flexible bronchoscopy via the transnasal or transoral route usually preferred for central (accessible) lesions.
  • Cryobiopsy (Cryo-TBB): Transbronchial cryobiopsy involves freezing and removal of tissue with the use of nitrous oxide and a specialized flexible probe.
  • Recent advances: EBUS (Endobronchial Ultrasound) biopsy, Electromagnectic Navigation Bronchoscopy, Conr Beam CT, Robotic Bronchoscopy.

This article aims to review the various techniques of lung biopsy. An integrated interdisciplinary team approach has been discussed for carrying out various tasks related to the procedure, including nursing assistance and pre-procedure patient education.

Anatomy and Physiology

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Anatomy and Physiology

Anatomy relevant to lung biopsy has been discussed in this section.

Bronchopulmonary Segment: These are independent units of the lung supplied by a (tertiary) segmental bronchus, a tertiary branch of the pulmonary artery, and a branch of the bronchial artery. There are ten bronchopulmonary segments in the right and 8 in the left lung, respectively. A bronchopulmonary accessory segment may be present in a certain percentage of populations.

The right lung has oblique and horizontal fissures dividing it into three lobes with ten segments.

  • Right Upper Lobe
    1. Apical segment 
    2. Posterior segment 
    3. Anterior segment 
  • Right Middle Lobe 
    1. Lateral segment 
    2. Medial segment
  • Right Lower Lobe
    1. Superior segment 
    2. Medial segment 
    3. Anterior segment 
    4. Lateral segment 
    5. Posterior segment

The left lung has the oblique fissure dividing it into two lobes.

  • Left Upper Lobe
    1. Apicoposterioir segment 
    2. Anterior segment 
    3. Superior lingular segment 
    4. Inferior lingular segment  
  • Left Lower Lobe
    1. Superior segment
    2. Anteromedial segment 
    3. Lateral segment 
    4. Posterior segment

Lymphatic Drainage of the Lungs: As a general rule, lymphatic drainage from the entire lung drains into the right lymphatic duct except for the left upper lobe that drains into the thoracic duct via the left subclavian vein. An extensive, subpleural network of superficial lymphatics drains into the bronchopulmonary nodes. The deep lymphatic plexus lies along the bronchial tree, and pulmonary vessels first drain into the pulmonary nodes, followed by the bronchopulmonary nodes. These then drain into the tracheobronchial lymph nodes and finally into the thoracic duct.

  • Lymph Node Stations and Zones: Lymph node locations are mapped into 14 stations and seven zones according to their relation to various surgical landmarks like the trachea, bronchi, pleura, great vessels. 

Supraclavicular Zone

  • Station 1

Upper Zone (Superior Mediastinal Nodes)

  • Station 2 (upper paratracheal)
  • Station 3 (prevascular, retrotracheal)
  • Station 4 (lower paratracheal)

Aortic Nodes

  • Station 5 (subaortic)
  • Station 6 (para-aortic)

Inferior Mediastinal

  • Station 7 (subcarinal)
  • Station 8 (para-esophageal)
  • Station 9 (pulmonary ligament)

N1 nodes

  • station 10 (hilar)
  • station 11 (interlobar)
  • station 12 (lobar)
  • station 13 (segmental)
  • station 14 (subsegmental)

Chest wall: The thoracic wall consists of the rib cage that forms the bony skeleton wall and the skin, the underlying muscles, and fascia. From superficial to deep, the chest wall contains the following layers:

  1. Skin
  2. Superficial fascia
  3. Deep fascia
  4. Serratus anterior
  5. Ribs and intercostal muscles
  6. Endothoracic fascia

Indications

New lesions on chest imaging should be evaluated by a multidisciplinary team involving chest specialists, surgeons, and radiologists to decide the next best management.[3] A lung biopsy is required when there is a need to provide a specific diagnosis.

Indications for PTLB according to the BTS guidelines (in near-verbatim language) are as follows:[3]

  1. New or enlarging mass or solitary nodule on chest radiography that is not amenable to diagnosis by CT or bronchoscopy shows it is unlikely to be accessible by bronchoscopy.
  2. Multiple nodules in a patient with no previous history of malignancy, who have had a prolonged remission or more than one primary malignancy.
  3. Persistent focal infiltrates for which no diagnosis has been made by sputum, or bronchoscopy, blood culture, serology.
  4. Hilar mass.

Transthoracic needle biopsy (TTNB) is indicated for evaluating an undiagnosed pulmonary nodule or mass depending on the pretest probability of cancer and the presence or absence of metastasis. TTNB is also useful for the evaluation of mediastinal masses, hilar masses that are undiagnosed post bronchoscopy, and also for the diagnoses of infective diseases presenting as nodules or consolidation.[4]

Transbronchial biopsy (TBLB) is useful for diffuse and localized pulmonary disorders and is often the primary diagnostic modality for centrilobular lesions like sarcoidosis, interstitial lung disease, hypersensitivity pneumonitis, eosinophilic pneumonia or infective etiology like tuberculosis, or lung disease of unclear etiology is suspected.[5][6]

VATS has been preferred over traditional surgery due to lesser complications and early recovery. It is indicated for mediastinal lymph node biopsy, pleural biopsy, a biopsy of lung tissue/lymph node, and undetermined interstitial lung disease.[7][8]

Traditionally, an open or surgical biopsy (OLB) has been considered as the gold standard for the diagnosis of lung parenchymal lesions. However, a trial of a less invasive method is usually preferred unless any major contraindications and OLB should be considered only when obtaining a diagnosis would change the line of management, and the underlying disease does not have high mortality.[9]

Contraindications

There are many relative contraindications for PTLB as described in the BTS guidelines (in near-verbatim language): [3]

  1. Failure to obtain informed consent is a contraindication for the procedure according to the guidelines, and an alternative diagnostic modality must be considered.
  2. The previous history of pneumonectomy is a contraindication. However, if the lesion to be biopsied is pleural based, then the procedure can be attempted as long as the lung tissue is not traversed.
  3. If a vascular lesion or AVM is suspected on CT, the procedure should not be considered, and a multidisciplinary team meeting should be held to decide the next step in management.
  4. For patients on mechanical ventilation, lung biopsy may not be feasible due to limited access.
  5. Despite pre-procedure counseling, some patients may be uncooperative and move during the procedure. Hence, another diagnostic modality must be considered in these cases.
  6. Abnormal lung function or coagulation indices during the pre-procedure evaluation.

For transthoracic biopsies, besides bleeding diathesis, other contraindications include severe emphysematous disease, presence of bullae that obstruct the path of biopsy, patients with intractable cough, patients on mechanical ventilation, and patients with pulmonary hypertension.[4] Contraindications for obtaining biopsy samples via flexible bronchoscopy include lack of informed consent, severe bleeding diathesis that is uncorrectable before the procedure, severe hypoxemia, uremia, thrombocytopenia, and pulmonary hypertension.[10][11]

Besides poor general condition, coagulopathies, and recent MI, VATS is contraindicated for patients with the inability to tolerate single lung ventilation.[12]

Equipment

CT Guided Percutaneous Lung Biopsy: Depending on the decision to perform core biopsy alone or along with FNA, several options for percutaneous lung biopsy needles are available, including aspiration and cutting needles. The choice of the needle also depends upon factors like the size of the lesion, needle trajectory, and operator preference.[13] A typical coaxial setup would include a 22-gauge Chiba needle for FNA or a 20-gauge gun to obtain a core biopsy. The procedure is performed with detailed imaging under fluoroscopic or CT guidance. A team consisting of a radiologist and cytopathologist should be available for the procedure and check for the adequacy of the sample.

Transbronchial Biopsy: Essential equipment includes an adult size flexible bronchoscope with a light source and video monitoring. Tissue samples are taken with the help of biopsy forceps that are placed in specimen containers. Suction apparatus, oxygen supply and also, equipment to provide cardiopulmonary resuscitation must be available.

Cryo-TBB: A specialized flexible probe is used for freezing and sampling the lung tissue to -89 F using nitrous oxide gas.

VATS: The setup for a VATS procedure includes a video thoracoscope, diathermy pen, sponge holding, and biopsy forceps, endoscopic staple transaction devices, rigid or flexible trocar cannula, thoracotomy tray, chest tube with water seal, and suction source with tubing.

Open Lung Biopsy: It is an invasive operative procedure under general anesthesia, and all anticipated equipment should be prepared before the procedure, including a thoracotomy tray, forceps, stapling devices, and complementary instruments.

Personnel

Depending on the type of the procedure and the setting, the following personnel may be required:

  • Chest specialist
  • Radiologist
  • Surgeon
  • Anesthesiologists
  • Nursing staff
  • Assistants
  • Students/interns/residents
  • Technicians

Preparation

Preoperative Evaluation: Coagulation indices, including prothrombin time (PT), activated partial thromboplastin time (APTT), platelet counts should be evaluated before the procedure. Patients with pre-procedure platelet counts of less than 100 000/m and an APPT ratio or PT ratio of more than 1.4 need a hematologist consultation and is a relative contraindication for the procedure. Oral anticoagulants must be stopped before the procedure in the case of PTLB as per the guidelines for perioperative anticoagulation.[3]

For patients with FEV, less than 35% predicted on recent spirometry should be evaluated by a multidisciplinary team with a radiologist and pulmonologist as a minimum should be consulted to assess the risk vs. benefit of going ahead with the procedure. Recent as well as previous radiographs must be available to decide if the procedure is beneficial. In the case of a bronchoscopic biopsy, the procedure should not be performed within six weeks of myocardial infarction.[3]

The details of the procedure must be explained to the patient and be provided in written form. Written informed consent before the procedure must be obtained. Adequate staff should be arranged to monitor the patient before, during, and after the procedure.[3]

Technique or Treatment

CT Guided Percutaneous Lung Biopsy: Preferably, under moderate sedation, images via CT or CT fluoroscopy are taken, and the route of access is planned. At times a coaxial technique may be used to minimize the number of pleural punctures. After confirmation of position with CT images, either FNA or core biopsy is taken, and the sample is immediately handed over to either a cytopathologist or cytotechnician.[13] Other advanced techniques like the trans-sternal approach and the transvenous approach may be used.

Transbronchial Biopsy: Bronchoscopy remains pivotal for the diagnosis of central airway lesions. The sequence of events for carrying out a transbronchial biopsy are as follows:

  • After local anesthesia, a flexible bronchoscope is navigated via the transoral or transnasal route.
  • A thorough inspection of all segments of the lungs bilaterally is carried out. 
  • The area to be biopsied is identified, and the flexible bronchoscope is wedged in the segmental bronchus.
  • A biopsy forceps is passed through the working channel of the flexible bronchoscope towards the periphery of the lesion until resistance is encountered, following which the forceps is slightly withdrawn and the jaws are opened. The jaws are advanced to the earlier area of resistance and closed.
  • The biopsy forceps are firmly retracted with or without twisting movements, and the sample obtained is placed in formalin for histopathologic examination.
  • Typically, four to six TBLB samples are obtained from areas of the lung that appear to be involved in imaging. If the lungs are uniformly affected, both upper and lower lobes are biopsied. One of the limitations of TBLB is that the small size of tissue samples that are prone to crush artifact. 

Cryo-TBB: Transbronchial cryobiopsy (cryo-TBB) is performed under moderate sedation using a specialized, flexible probe that uses nitrous oxide to cool the tip -89 degrees C rapidly, thus freezing adjacent tissue that is then removed attached to the tip of the probe.

VATS: Anesthesia is administered to the patient in a supine position before the procedure, and a double-lumen tube (DLT) is inserted, which is usually the airway of choice. Three incisions are made in the anterior approach, and classically three ports are created, including the camera and operating ports, which are checked with the video thoracoscope. Further steps are guided depending on the specific procedure to be performed. Appropriate pain control, respiratory and chest tube care must be provided post-operatively.[7]

Open Lung Biopsy: Under general anesthesia with the patient in the supine position, an incision is made 2-3cm lateral to the nipple line. The pleura is entered between the fifth and sixth rib, and blunt dissection is carried out to bring the lung tissue in the operating field. Diagnostic wedge resection is done using a line stapler. Biopsy samples are sent to the histopathologist for processing in formalin.

Complications

Events like massive hemoptysis, pulmonary hemorrhage, pulmonary venous air embolism, and a large hemothorax cause mortality from PTLB. Pneumothorax (most common complication), pulmonary hemorrhage, hemothorax, cardiac tamponade, and seeding along with the needle tract cause morbidity.[3]

In a transbronchial biopsy, reaction to the topical anesthetic, ET tube induced trauma, laryngospasm, bronchospasm, hypoventilation, pneumothorax, and hemorrhage are some of the potentially severe complications. Owing to its safety profile, a faster recovery period, and lesser complications, VATS has largely replaced open thoracotomies worldwide. However, potential complications following VATS include post-op pain and air leak, hypoxemia, atelectasis, bleeding, and wound infection.[7]

Clinical Significance

Lung biopsies are performed in elective as well as emergent situations. The need for lung biopsy in each case should be determined by a multidisciplinary team approach, at least involving a pulmonologist and a radiologist.

In interstitial lung diseases, lung biopsy is recommended when the radiological pattern is non-classical for UIP or a possible UIP. Lung biopsy is also of significance in patients with clinical features such as age less than 50 years, weight loss, fever, hemoptysis, or signs of vasculitis. It is also indicated in patients presenting with a progressive disease course, atypical or rapidly changing HRCT findings, unexplained extrapulmonary manifestations, or pulmonary vascular disease of unclear origin. Specific neoplastic and infectious processes that can mimic chronic, progressive ILD can also be excluded from a lung biopsy. For immunocompetent patients, elective and urgent lung biopsies result in therapeutic changes and have acceptable operative mortality rates. Emergency biopsies rarely result in therapeutic changes and have high operative mortality rates.[14]

Percutaneous CT guided biopsy is a safe and efficacious method for the diagnosis of intermediate pulmonary lesions. It is indicated for lesions that appear malignant and in cases with high suspicion for malignancy. An initial CT scan helps in determining the accessibility of the lesion and the risk of pneumothorax. Results of previous studies for CT guided lung biopsy of small lesions had safe and accurate outcomes but less accurate when compared to large lesions.[15] When compared with FNA, core biopsy has been shown to have a slightly higher overall sensitivity, specificity, and accuracy with an improvement in the definitive diagnosis of benign lesions. However,  core biopsy is not recommended for lesions <10 mm due to the increased complication rates and decreased diagnostic accuracy.[13]

With regards to TBLB, it has often been accepted as a conventional method for lung biopsy for a long time for a wide array of diseases, including ILD's, vascular diseases, small airway diseases, and malignancies. It is a safe procedure having low overall mortality of 0.1% compared to surgical lung biopsy (1%). Another advantage is that the procedure does not require general anesthesia and can be done as an outpatient procedure.[16] It can be used for central (accessible) lesions. However, the procedure is not as sensitive as a percutaneous biopsy for lesions less than 2cm. Comparatively, percutaneous, and surgical lung biopsy has a superior diagnostic yield. Cryo-TBB is safe and generally free of major complications. Besides the risk of massive bleeding, post-procedure pneumothorax ranges from 2.6 to 30 %, moderate bleeding from 4 to 78 %, and rarely death (0.3 %) have been reported.

Although VATS has been preferred over surgical lung biopsy, there are situations like severe pleural disease, anticipated bleeding, or more severe respiratory impairment that favor the use of SLB-thoracotomy. Patients with severe hypoxemia or mechanical ventilation are not good candidates for VATS, as it requires a period of single lung ventilation.

Recent advances in interventional pulmonology have further revolutionized the diagnosis of lung masses, nodules, lymphadenopathy, and pleural diseases. Newer diagnostic modalities like convex probe (CP) and radial probe (RP) EBUS (endobronchial ultrasound), ENB (electromagnetic navigational bronchoscopy), Cone beam CT and robotic bronchscopy are now available. The yield of these newer modalities is comparable to that of CT guided biopsy with lesser complications. These interventions help in the early diagnosis and management of the patients.[17]

VATS CRYO-BIOPSY TRANSBRONCHIAL LUNG BIOPSY
Higher Risk Lower Risk Lower Risk
Higher accuracy Higher accuracy Lower accuracy
Tissue architecture preserved Tissue architecture preserved Crush artefacts
Large tissue biopsy size 5mm-1cm of tissue can be biopsied Small tissue biopsy size (<5mm)

Enhancing Healthcare Team Outcomes

As discussed earlier, the decision to undergo lung biopsy and the specific type of procedure must be made by a multidisciplinary team, comprising of a radiologist, surgeon, and chest specialist.[3]

Nursing, Allied Health, and Interprofessional Team Monitoring

Post-procedure monitoring of vitals is essential by the nursing staff for several hours after the procedure and appropriate chest tube care if present.

Media


(Click Image to Enlarge)
Bronchopulmonary segments
Bronchopulmonary segments
Contributed by Dr. Pranav Modi, MBBS (Source: https://en.wikipedia.org/wiki/Bronchopulmonary_segment#/media/File:Bronchopulmonary_segments.png)

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